Reliability And
Risk Analysis

Methods And Nuclear Power Applications

Norman J. McCormick
Department of Nuclear Engineering
University of Washington
Seattle, Washington

Contents

Prefacexi

CHAPTER 1
Introduction1
1-1Why Study Risk Analysis?1
1-2An Overview of Risk Analysis2
General References6

PART 1
METHODS

CHAPTER 2
Probability Concepts11
2-1Interpretations and Laws of Probability11
2-2The Bayes Equation16
2-3Probability Distribution Functions20
2-4Probability Concepts for Failure Analyses21
Exercises28
References29

CHAPTER 3
Probability Distributions for Describing Failures30
3-1Discrete Distributions30
3-2Continuous Distributions34
3-3Synthesized Distributions46
3-4Extreme-Value Distributions50
Exercises54
References57

CHAPTER 4
Data Manipulation Concepts58
4-1Curve Fitting of Data58
4-2Introduction to Estimation Theory65
4-3Point Estimates for Continuous Dostributions68
Exercises76
References77

CHAPTER 5
Failure Data79
5-1Introduction79
5-2Sources of Failure Data80
5-3Examples of Failure Data for Hardware84
5-4Examples of Failure Data for Human Error85
5-5Common Cause and Common Mode Failures88
References90

CHAPTER 6
Reliability of Simple Systems91
6-1System Reliability for Series and Active-Parallel Units91
6-2System Reliability for Sequentially Operating Units96
6-3System Reliability as Derived by the Decomposition Method98
6-4Reliability Obtained Using a Signal Flow Graph103
6-5Cut-Set Method for Determining Reliability105
6-6Systems with Common Cause Failures110
Exercises111
References116

CHAPTER 7
Reliability and Availability of Systems with Repair117
7-1Reliability, Availability, and Maintainability117
7-2Periodic Maintenance118
7-3Introduction to Markov Models120
7-4Markov Models for Systems127
7-5Time-Dependent Availablity and Reliability136
7-6Time-Dependent Unavailabity for Rare Failures142
7-7Steady-State Availability144
7-8Mean Time to Failure145
7-9Models for Common Cause Failures147
7-10Other Analysis Techniques149
Exercises150
References152

CHAPTER 8
Fault Tree Analysis154
8-1Introduction154
8-2Fault Tree Construction157
8-3Fault Tree Evaluation162
8-4Examples of Simple Fault Trees166
8-5Light Water Reactor Trip System Fault Trees175
8-6Light Water Reactor Safety Fault Trees179
8-7Spent Nuclear Fuel Truck Transport Fault Trees184
8-8Geologic Waste Disposal Fault Trees184
Exercises185
References189

CHAPTER 9
Event Tree Analysis190
9-1Event Tree Construction190
9-2Event Trees for Reactor Safety Analysis193
9-3Event Trees for Safeguards Analysis207
Exercises211
References213

CHAPTER 10
Computer Programs for Fault Tree Analysis214
10-1Qualitative and Quantitative Evaluations214
10-2Fault Tree Analysis with Common Cause Failures221
10-3Analysis of Data Uncertainties in a Fault Tree223
10-4Automated Fault Tree Construction226
References227

PART II
NUCLEAR POWER RISKS

CHAPTER 11
Risks Concepts231
11-1Definition of Risk231
11-2Probabilistic Risk Assessment Prodecure235
Exercises238
References238

CHAPTER 12
Risks for Light Water Reactors240
12-1Introduction240
12-2Radioactive Inventory241
12-3Reactor Accidents242
12-4Methods for Consequence Analysis245
12-5Quantification of Radioactive Releases251
12-6Predicted Frequencies for Accident Sequences259
12-7Reactor Safety Study Findings271
12-8Limitations of the Reactor Safety Study280
12-9Critiques of the Reactor Safety Study282
12-10Follow-up Reactor Safety Studies284
12-11Three Mile Island Accident286
Exercises286
References287

CHAPTER 13
Risks for Liquid Metal Fast Breeder and High
Temperature Gas Reactors290
13-1Liquid Metal Fast Breeder Reactor290
13-2High Temperature Gas Reactor300
Exercises303
References303

CHAPTER 14
Risks for Nuclear Materials Transportation305
14-1Analysis Procedure305
14-2Spent Nuclear Fuel Tansport306
14-3Uranium Hexafluoride Transport309
14-4Plutonium Transport310
14-5Nuclear Wastes Transport314
Exercises314
References315

CHAPTER 15
Risks for Nuclear Waste Disposal316
15-1Risks from Preclosure Accidents316
15-2Introduction to Risks from Postclosure Accidents316
15-3Interim Storage323
15-4Permanent Waste Disposal325
Exercises326
References327

PART III
OTHER RISK ASSESSMENTS

CHAPTER 16
Comparison of Risks331
16-1Conventional Energy Sources331
16-2Conventional and Nonconventional Energy Sources335
16-3Canvey Island343
16-4Dams347
16-5Other Risks349
Exercises353
References354

CHAPTER 17
Risk-Benefit Assessments355
17-1Economic Considerations355
17-2Different Approaches358
17-3Cost-Benefit Analysis of PWR Engineered Safety Features359
17-4Cost-Benefit Analyses of Various Health and Safety Measures363
Exercises365
References365

CHAPTER 18
Risk Acceptance367
18-1Factors Affecting Risk Acceptance367
18-2Statistical Risk Acceptance Analyses368
18-3Psychometric Risk Acceptance Analyses373
18-4Perception of Risks374
18-5Criteria for Risk Acceptance377
18-6Pathways Toward Risk Acceptance379
Exercises381
References381

CHAPTER 19
Epilogue383
References386

APPENDIXES
APPENDIX A
Some Useful Mathematical Functions387
APPENDIX B
Failure Data391
APPENDIX C
Some Matrix Mathematics396
APPENDIX D
Failure Modes and Effects Analysis398
APPENDIX E
Light Water Reactor Safety Systems403
APPENDIX F
Additional Light Water Reactor Safety Study Fault Trees414
APPENDIX G
The GO Method421
Answers to Selected Exercises427
INDEX431