III. The Nature of Normal Science

What then is the nature of the more professional and esoteric research that a group's reception of a single paradigm permits? If the paradigm represents work that has been done once and for all, what further problems does it leave the united group to resolve? Those questions will seem even more urgent if we now note one respect in which the terms used so far may be mislead­ing. In its established usage, a paradigm is an accepted model or pattern, and that aspect of its meaning has enabled me, lack­ing a better word, to appropriate 'paradigm' here. But it will shortly be clear that the sense of 'model' and 'pattern' that per­mits the appropriation is not quite the one usual in defining 'paradigm.' In grammar, for example, 'amo, amas, amat' is a paradigm because it displays the pattern to be used in conjugat­ing a large number of other Latin verbs, e.g., in producing 'laudo, laudas, laudat.' In this standard application, the para­digm functions by permitting the replication of examples any one of which could in principle serve to replace it. In a science, on the other hand, a paradigm is rarely an object for replication. Instead, like an accepted judicial decision in the common law, it is an object for further articulation and specification under new or more stringent conditions.

To see how this can be so, we must recognize how very lim­ited in both scope and precision a paradigm can be at the time of its first appearance. Paradigms gain their status because they are more successful than their competitors in solving a few problems that the group of practitioners has come to recognize as acute. To be more successful is not, however, to be either completely successful with a single problem or notably success­ful with any large number. The success of a paradigm—whether ' Aristotle's analysis of motion, Ptolemy's computations of plane­tary position, Lavoisier's application of the balance, or Max­well's mathematization of the electromagnetic field—is at the start largely a promise of success discoverable in selected and still incomplete examples. Normal science consists in the actualization of that promise, an actualization achieved by extending the knowledge of those facts that the paradigm displays as particularly revealing, by increasing the extent of the match be­tween those facts and the paradigm's predictions, and by fur­ther articulation of the paradigm itself.

Few people who are not actually practitioners of a mature science realize how much mop-up work of this sort a paradigm leaves to be done or quite how fascinating such work can prove in the execution. And these points need to be understood. Mopping-up operations are what engage most scientists throughout their careers, They constitute what I am here calling normal science. Closely examined, whether historically or in the con­temporary laboratory, that enterprise seems an attempt to force nature into the preformed and relatively inflexible box that the paradigm supplies. No part of the aim of normal science is to call forth new sorts of phenomena; indeed those that will not fit the box are often not seen at all. Nor do scientists normally aim to invent new theories, and they are often intolerant of those in­vented by others. Instead, normal-scientific research is directed to the articulation of those phenomena and theories that the paradigm already supplies.

Perhaps these are defects. The areas investigated by normal science are, of course, minuscule; the enterprise now under dis­cussion has drastically restricted vision. But those restrictions, born from confidence in a paradigm, turn out to be essential to the development of science. By focusing attention upon a small range of relatively esoteric problems, the paradigm forces scien­tists to investigate some part of nature in a detail and depth that would otherwise be unimaginable. And normal science pos­sesses a built-in mechanism that ensures the relaxation of the restrictions that bound research whenever the paradigm from which they derive ceases to function effectively. At that point scientists begin to behave differently, and the nature of their research problems changes. In the interim, however, during the period when the paradigm is successful, the profession will have solved problems that its members could scarcely have imagined and would never have undertaken without commitment to the paradigm. And at least part of that achievement always proves to be permanent. …

Three classes of problems—determination of significant fact, matching of facts with theory, and articulation of theory—exhaust, I think, the literature of normal science, both empirical and theoretical. They do not, of course, quite exhaust the entire literature of science. There are also extraordinary problems, and it may well be their resolution that makes the scientific enter­prise as a whole so particularly worthwhile. But extraordinary problems are not to be had for the asking. They emerge only on special occasions prepared by the advance of normal research. Inevitably, therefore, the overwhelming majority of the prob­lems undertaken by even the very best scientists usually fall in­to one of the three categories outlined above. Work under the paradigm can be conducted in no other way, and to desert the paradigm is to cease practicing the science it defines. We shall shortly discover that such desertions do occur. They are the pivots about which scientific revolutions turn. But before begin­ning the study of such revolutions, we require a more pano­ramic view of the normal-scientific pursuits that prepare the way.

 IV. Normal Science as Puzzle-solving

Perhaps the most striking feature of the normal research problems we have just encountered is how little they aim to produce major novelties, conceptual or phenomenal. Sometimes, as in a wave-length measurement, everything but the most eso­teric detail of the result is known in advance, and the typical latitude of expectation is only somewhat wider. Coulomb's measurements need not, perhaps, have fitted an inverse square law; the men who worked on heating by compression were often prepared for any one of several results. Yet even in cases like these the range of anticipated, and thus of assimilable, re­sults is always small compared with the range that imagination can conceive. And the project whose outcome does not fall in that narrower range is usually just a research failure, one which reflects not on nature but on the scientist.

In the eighteenth century, for example, little attention was paid to the experiments that measured electrical attraction with devices like the pan balance. Because they yielded neither con­sistent nor simple results, they could not be used to articulate the paradigm from which they derived. Therefore, they re­mained mere facts, unrelated and unrelatable to the continuing progress of electrical research. Only in retrospect, possessed of a subsequent paradigm, can we see what characteristics of elec­trical phenomena they display. Coulomb and his contempo­raries, of course, also possessed this later paradigm or one that, when applied to the problem of attraction, yielded the same expectations. That is why Coulomb was able to design appa­ratus that gave a result assimilable by paradigm articulation. But it is also why that result surprised no one and why several of Coulomb's contemporaries had been able to predict it in advance. Even the project whose goal is paradigm articulation does not aim at the unexpected novelty.

But if the aim of normal science is not major substantive nov­elties—if failure to come near the anticipated result is usually failure as a scientist—then why are these problems undertaken at all? Part of the answer has already been developed. To scien­tists, at least, the results gained in normal research are signifi­cant because they add to the scope and precision with which the paradigm can be applied. That answer, however, cannot account for the enthusiasm and devotion that scientists display for the problems of normal research. No one devotes years to, say, the development of a better spectrometer or the production of an improved solution to the problem of vibrating strings simply because of the importance of the information that will be obtained. The data to be gained by computing ephemerides or by further measurements with an existing instrument are often just as significant, but those activities are regularly spurned by scientists because they are so largely repetitions of procedures that have been carried through before. That rejec­tion provides a clue to the fascination of the normal research problem. Though its outcome can be anticipated, often in de­tail so great that what remains to be known is itself uninterest­ing, the way to achieve that outcome remains very much in doubt. Bringing a normal research problem to a conclusion is achieving the anticipated in a new way, and it requires the solution of all sorts of complex instrumental, conceptual, and mathematical puzzles. The man who succeeds proves himself an expert puzzle-solver, and the challenge of the puzzle is an important part of what usually drives him on.

The terms 'puzzle' and 'puzzle-solver' highlight several of the themes that have become increasingly prominent in the pre­ceding pages. Puzzles are, in the entirely standard meaning here employed, that special category of problems that can serve to test ingenuity or skill in solution. Dictionary illustrations are 'jigsaw puzzle' and 'crossword puzzle,' and it is the characteris­tics that these share with the problems of normal science that we now need to isolate. One of them has just been mentioned. It is no criterion of goodness in a puzzle that its outcome be intrinsically interesting or important. On the contrary, the really pressing problems, e.g., a cure for cancer or the design of a lasting peace, are often not puzzles at all, largely because they may not have any solution. Consider the jigsaw puzzle whose pieces are selected at random from each of two different puzzle boxes. Since that problem is likely to defy (though it might not) even the most ingenious of men, it cannot serve as a test of skill in solution. In any usual sense it is not a puzzle at all. Though intrinsic value is no criterion for a puzzle, the assured existence of a solution is.

We have already seen, however, that one of the things a scientific community acquires with a paradigm is a criterion for choosing problems that, while the paradigm is taken for granted, can be assumed to have solutions. To a great extent these are the only problems that the community will admit as scientific or encourage its members to undertake. Other prob­lems, including many that had previously been standard, are rejected as metaphysical, as the concern of another discipline, or sometimes as just too problematic to be worth the time. A paradigm can, for that matter, even insulate the community from those socially important problems that are not reducible to the puzzle form, because they cannot be stated in terms of the conceptual and instrumental tools the paradigm supplies. Such problems can be a distraction, a lesson brilliantly illus­trated by several facets of seventeenth-century Baconianism and by some of the contemporary social sciences. One of the reasons why normal science seems to progress so rapidly is that its practitioners concentrate on problems that only their own lack of ingenuity should keep them from solving.

If, however, the problems of normal science are puzzles in this sense, we need no longer ask why scientists attack them with such passion and devotion. A man may be attracted to science for all sorts of reasons. Among them are the desire to be useful, the excitement of exploring new territory, the hope of finding order, and the drive to test established knowledge. These motives and others besides also help to determine the particular problems that will later engage him. Furthermore, though the result is occasional frustration, there is good reason why motives like these should first attract him and then lead him on. The scientific enterprise as a whole does from time to time prove useful, open up new territory, display order, and test long-accepted belief. Nevertheless, the individual engaged on a normal research problem is almost never doing any one of these things. Once engaged, his motivation is of a rather differ­ent sort. What then challenges him is the conviction that, if only he is skilful enough, he will succeed in solving a puzzle that no one before has solved or solved so well. Many of the greatest scientific minds have devoted all of their professional attention to demanding puzzles of this sort. On most occasions any particular field of specialization offers nothing else to do, a fact that makes it no less fascinating to the proper sort of addict.

Turn now to another, more difficult, and more revealing as­pect of the parallelism between puzzles and the problems of normal science. If it is to classify as a puzzle, a problem must be characterized by more than an assured solution. There must also be rules that limit both the nature of acceptable solutions and the steps by which they are to be obtained. To solve a jigsaw puzzle is not, for example, merely "to make a picture." Either a child or a contemporary artist could do that by scatter­ing selected pieces, as abstract shapes, upon some neutral ground. The picture thus produced might be far better, and would certainly be more original, than the one from which the puzzle had been made. Nevertheless, such a picture would not be a solution. To achieve that all the pieces must be used, their plain sides must be turned down, and they must be interlocked without forcing until no holes remain. Those are among the rules that govern jigsaw-puzzle solutions. Similar restrictions upon the admissible solutions of crossword puzzles, riddles, chess problems, and so on, are readily discovered.

If we can accept a considerably broadened use of the term 'rule'—one that will occasionally equate it with 'established viewpoint' or with 'preconception'—then the problems acces­sible within a given research tradition display something much like this set of puzzle characteristics. The man who builds an instrument to determine optical wave lengths must not be satis­fied with a piece of equipment that merely attributes particular numbers to particular spectral lines. He is not just an explorer or measurer. On the contrary, he must show, by analyzing his apparatus in terms of the established body of optical theory, that the numbers his instrument produces are the ones that enter theory as wave lengths. If some residual vagueness in the theory or some unanalyzed component of his apparatus pre­vents his completing that demonstration, his colleagues may well conclude that he has measured nothing at all. For example, the electron-scattering maxima that were later diagnosed as indices of electron wave length had no apparent significance when first observed and recorded. Before they became measures of anything, they had to be related to a theory that predicted the wave-like behavior of matter in motion. And even after that relation was pointed out, the apparatus had to be redesigned so that the experimental results might be correlated unequivocally with theory. Until those conditions had been satisfied, no prob­lem had been solved.

Similar sorts of restrictions bound the admissible solutions to theoretical problems. Throughout the eighteenth century those scientists who tried to derive the observed motion of the moon from Newton's laws of motion and gravitation consistently failed to do so. As a result, some of them suggested replacing the inverse square law with a law that deviated from it at small distances. To do that, however, would have been to change the paradigm, to define a new puzzle, and not to solve the old one. In the event, scientists preserved the rules until, in 1750, one of them discovered how they could successfully be applied.